Manager/ Senior Compliance Manager - Buyside

Location Hong Kong
Job-type Permanent
Salary Negotiable
Contact Selene Ma
Email email Selene
Reference AIHT-703003_1616058517

Our client, a reputable Investment Group with both private equity and hedge fund investment is looking for a high caliber to join as Manager/ Senior Manager for their compliance team. This incumbent will be reported to the CFO directly:


  • Supporting the business conducted within the APAC region in remaining compliant with relevant laws and regulations. Act as a contact point for questions related to regulatory matters.
  • Driving the identification, assessment and mitigation of compliance risks by designing, enhancing and advising on compliance program, internal controls and internal work process.
  • Establish, review and enhance on the compliance frameworks/policies of the business activities and initiatives in the APAC region. Advising business to implement the compliance frameworks/policies.
  • Work closely with business heads to provide compliance support and advice on cross-border activities / selling restrictions / requirements
  • Review and implement compliance monitoring plan and programs to ensure adherence with regulatory requirements.
  • Liaising with regulators (e.g. SFC, SEC and CIMA etc.). Handling notifications and enquiries from regulators.


  • University graduated in Finance, Business Administration or relevant disciplines.
  • Minimum 5 years' relevant compliance gained from investment management industry.
  • Knowledge of relevant regulations in Hong Kong and other jurisdictions (i.e. US and Cayman Island)
  • Ability to work under pressure and produce timely results independently
  • Team worker who must be able to build working relationships and interact with a diverse group of internal and external contacts
  • Good analytical skills and ability to make critical, time sensitive decisions
  • Good command of spoken and written Chinese and English
  • Candidates with less experience will be also considered