Associate, Trade Surveillance (12-month Contract)

Location Hong Kong
Job-type Full Time
Salary Negotiable
Contact Raman Hong
Email email Raman
Reference AXII-116786_1641870788

Our Client is one of the world's major financial institutions with strong presence in Hong Kong market operating to cover a range of service for diverse products, including, equity, securities, derivatives, etc.

You will be joining its Operation Department and working in a highly international and dynamic environment.


  • Perform daily surveillance alerts and reports generated in SMARTS system for equities and derivatives products
  • Investigate trading activities and suspicious behaviors, and take part in market surveillance projects
  • Review trading activities that are complying with trading rules, clearing rules and other regulatory policies
  • Communicate and interact with stakeholders, participants, external vendors and internal business units on surveillance domain


  • Bachelor's Degree in Finance, Business Administration, or related disciplines
  • Working experience in financial institutions, with strong understanding in securities and derivatives markets
  • Experience in trade surveillance and reporting system, i.e. SMARTS
  • Experience in front office, middle office, risk management role, etc. with strong understanding in trade processing & operation is a plus
  • Good command of written and spoken English and Chinese (Cantonese and Mandarin)

For those who are interested, please submit your latest profile (in WORD Format) to Only qualified candidates will be contacted.

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