Associate, Trade Surveillance (12-month Contract)

Location Hong Kong
Job-type Full Time
Salary Negotiable
Contact Raman Hong
Email email Raman
Reference AXII-116786_1641870788

Our Client is one of the world's major financial institutions with strong presence in Hong Kong market operating to cover a range of service for diverse products, including, equity, securities, derivatives, etc.

You will be joining its Operation Department and working in a highly international and dynamic environment.

Responsibilities:

  • Perform daily surveillance alerts and reports generated in SMARTS system for equities and derivatives products
  • Investigate trading activities and suspicious behaviors, and take part in market surveillance projects
  • Review trading activities that are complying with trading rules, clearing rules and other regulatory policies
  • Communicate and interact with stakeholders, participants, external vendors and internal business units on surveillance domain

Requirements:

  • Bachelor's Degree in Finance, Business Administration, or related disciplines
  • Working experience in financial institutions, with strong understanding in securities and derivatives markets
  • Experience in trade surveillance and reporting system, i.e. SMARTS
  • Experience in front office, middle office, risk management role, etc. with strong understanding in trade processing & operation is a plus
  • Good command of written and spoken English and Chinese (Cantonese and Mandarin)

For those who are interested, please submit your latest profile (in WORD Format) to raman.hong@connectedgroup.com. Only qualified candidates will be contacted.

For more job opportunities, please visit our web-site: www.connectedgroup.com.